Business Description

In my practice, I strive to provide solutions for my client's complex financial needs. I service my clients by managing their liquid and illiquid assets, arranging asset-based personal or business credit, and protecting against unnecessary income tax, capital gain tax, and estate tax. I also advise small and mid-market businesses regarding their cash management and fixed income strategies.

General Information

Gender:

Male

Firm CRD#:

States Licensed in:

MS,TN,AL,LA,TX,GA,AR

Years of Experience in Financial Services:

Work Experience:

Education

Academic Background

Master of Business Administration University of Mississippi
Bachelor of Accountancy University of Mississippi

Services

Investment Types:

Variable Insurance Products, Options, Alternative Investments, Bonds, Stocks, Annuities, Mutual Funds, Options & Futures

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Financial Planner, Series 65, Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses:

Series 63, Series 65, Series 7, 31

Firm Information

Number of Advisors in Office:

Over 1000 employees

Firm's Number of Clients:

10,000+

Assets Managed by Firm:

Yes

Advisor's Number of Clients:

250+

Assets Managed by Advisor:

100000000+

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Minimum Fee Charged for Managed Accounts:

Prepared By:

Stephen Griner

Most Recent Update:

07/09/2008