| Advisor Profile |
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| Name: |
Thomas Dougherty |
| Phone Number: |
(631) 485-4860 |
| Website: |
Visit Website
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Business Description |
| Blue Chip Financial Corp offers quality financial services and insurance products, often reserved for the wealthiest investors to individuals, public and private businesses regardless of size or status. |
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General Information |
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| Name of Broker/Dealer: |
ING Financial Partners
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| States Licensed in: |
Licensed for P&C life and health in most states.
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| States Willing to do Business in: |
Registered for securities in NY,NJ,NV
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| Years of Experience in Financial Services: |
16
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| Number of Years with Current Firm: |
7
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| I work with the following types of clients: |
Businesses, Individual Investors, Non-Profit Organizations
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Education |
| Academic Background |
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BS from Long Island University at C.W. Post Dean's list.
Currently completing courses for CLU, CFP and CHFC designations through The American College. |
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Services |
| Investment Types: |
Annuities, Mutual Funds, Insurance, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Life Underwriter Training Council Fellow (LUTCF)
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| Securities Licenses: |
Series 63, Series 6, Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Disability, HMO, Variable Annuity, Life, Property, Casualty, Accident, Annuity, Health
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| Financial Organization Memberships: |
FINRA
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| Non-Financial Organization Memberships: |
American Business Assoc. The Ancient order of the Hiberians,Knights of Columbus,Long Island Entrepreneurs Group and the Business Breakfast Club of Queens and Long Island.
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets, Hourly
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| Prepared By: |
Thomas Dougherty |
| Most Recent Update: |
07/23/2008 |
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