Business Description
I build successful, long-term client relationships based on trust, open communication, and integrity. My clients regard my decisiveness, quick response and pro-active work ethic in managing their expections on a service and performance level. The balance of good service and consistent performance has been pinnacle to a successful business model.
General Information Gender:    Male CRD#:    4569336 Name of Broker/Dealer:    LPL Financial Services States Licensed in:    CA,CO,NV,AZ,MD States Willing to do Business in:    ALL Years of Experience in Financial Services:    9 Number of Years with Current Firm:    2 I work with the following types of clients:    Businesses, Individual Investors Foreign Languages Serviced:    French, Farsi
Education Academic Background   CFA Candidate Level 1 CFA Society of Los Angeles, USC BA, Finance - California State University, Fullerton (2003)
Services Investment Types:    Trust Deeds, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments
Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, CA Real Estate Broker Securities Licenses:    Series 6, Series 7 Insurance and Annuity Licenses:    Disability, Variable Life, Variable Annuity, Long Term Care, Life, Annuity, Health Financial Organization Memberships:    Paladin Registry Non-Financial Organization Memberships:    NIPOC
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes Firm's Number of Clients:    50 Firm's Number of Planning Clients:    30 Firm's Number of Managed Clients:    25 Assets Managed by Firm:    $10,000,000 Advisor's Number of Clients:    50 Advisor's Number of Managed Clients:    25 Advisor's Number of Planning Clients:    30 Assets Managed by Advisor:    $10,000,000
Compliance Registered Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-only financial professional:    Yes I am a fee-based financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $100,000 Compensation Methods:    Commissions, Hourly, Based on Assets Fee % Based on Assets:    1.00-1.50 Hourly Rate:    150 Additional Details on Charges:    Fee schedule is tiered on assets and negotiable based on complexity of case. Most commonly work on assets under management.Our fees are based on performance based model. Minimum Fee Charged for Managed Accounts:    $1,000 Minimum Fee Charged for Hourly Planning Accounts:    $1,000 Minimum Fee Charged for Flat Fee Accounts:    $1,000
Prepared By:	Bobby Kashani
Most Recent Update:	06/26/2008

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

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Q.	Do you have a customer satisfaction or refund policy?
We do not charge clients that are in anyway dissatisfied. To date, we have had a 100% client retension rate. We work closely with our clients and stay accountable to their financial interests and success. We are the number #1 choice for discerned clients.