Business Description
We develop customized financial solutions centered around our clients values!
General Information Gender:    Male CRD#:    2598630 Firm CRD#:    10111 Name of Broker/Dealer:    PFS Investments Name of Custodial Firm:    N/A States Licensed in:    California Colorado Florida Michigan Mississippi New York Oregon Texas Washington Years of Experience in Financial Services:    14 Number of Years with Current Firm:    14 I work with the following types of clients:    Businesses, Non-Profit Organizations, Individual Investors
Education Academic Background   Bachelor of Science, Mechanical Engineering US Military Academy, West Point, NY
Services Investment Types:    Mutual Funds, Insurance, Annuities
Qualifications & Memberships Certifications, Accreditations & Designations:    Accredited Wealth Management Advisor(AWMA), Registered Financial Consultant (RFC) Securities Licenses:    Series 26, Series 63, Series 6 Insurance and Annuity Licenses:    HMO, Life, Health, Annuity, Accident, Property, Disability, Variable Life, Long Term Care, Variable Annuity, Casualty
Firm Information Number of Advisors in Office:    10 - 99 employees Firm's Number of Clients:    1300 Firm's Number of Planning Clients:    100 Advisor's Number of Clients:    1300 Advisor's Number of Planning Clients:    100
Compliance Registered Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees Minimum Portfolio Size for New Managed Accounts:    0 Compensation Methods:    Commissions, Based on Assets
Prepared By:	Darrick McGill
Most Recent Update:	07/11/2008

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

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Q.	Do you have a customer satisfaction or refund policy?
Depending on the product, there are refund periods of up to 30 days. Since, our Financial Needs Analysis is complimentary, clients have a no cost opportunity to preview our work.