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About Caliber Companies |
Caliber: The Wealth Development company is a unique firm that creates tax advantaged, private real estate opportunities to clients seeking growth and income secured by real estate. We partner with independent financial advisors who have a fiduciary obligation to their clients to create un-biased financial plans and investments that are suitable to meet their financial needs.
Caliber has multiple fund offerings available that offer either monthly or quarterly income with the tax advantages of owning real estate. |
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General Information |
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| States Licensed in: |
Arizona
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| Insurance License#: |
AZ65041
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| States Willing to do Business in: |
Cave Creek,Chandler,Fountain Hills,Gilbert,Glendale,Mesa,Paradise Valley,Peoria,Phoenix,Rio Verde,Scottsdale,Sun City,Tempe,Youngtown
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| Advisory Services Provided: |
401K Rollovers, Retirement Planning, Portfolio Management, Financial Advice & Consulting, Insurance Planning
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Qualifications & Memberships |
| Securities Licenses: |
Series 7, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Life
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| Non-Financial Organization Memberships: |
Eliances: The Place Where Entrepreneurs Align
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Compliance |
| Criminal Disclosures in Last 5 years: |
Have a clean record
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| Compliance Disclosures in Last 5 years: |
Have a clean record
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Compensation and Fees |
| Fee % Based on Assets: |
1-2%
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| Additional Details on Charges: |
Acting as a principal to represent Caliber and our private equity structures I am compensated by my firm as business is generated
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee Structure: |
Commissions Only
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Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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If a client is not satisfied with our products and services we will refund the fees for any unsatisfactory work. |
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| Q. |
What are your qualifications? What is your education background? |
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We use a holistic approach which does not limit include us to just the numbers and expected returns a client would like to achive. We first need to unbderstand what money means to a client, what do they want to achieve not only financially but in their family life, career, and philanthropically. |
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| Q. |
How are you compensated? How will I pay for your services? |
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We have over 100 clients utilizing our investment and advisory services. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We work in a team environment so you always have a trained professional able to assist your needs. |
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How many clients do you currently manage? |
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We are compensated on a fee only or commission basis which is pre-determined with each client based on their needs. |
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| Q. |
Will you be the only person working with me? |
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We do not offer non-discretionary investment services. All transactions are made with prior approval by a client based on our recommendations. |
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Have you ever been charged with any breaches? |
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We do not have any securities related violations. |
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What is your approach to financial planning? |
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Fee only based on either an hourly rate or asset based fee as disclosed in our Form ADV. |
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| Q. |
What carrier(s) do you represent? |
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Our integrated quoting system will quote from many of the top carriers to offer you the best rate and plan available to meet your needs. |
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| Q. |
Are there any pre-existing conditions that you can not cover? |
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Even someone who may have been declined previously may have options available to them. We strive to get adequate coverage by working with the underwriters on difficult to place cases. |
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| Q. |
How long does it take to complete the application and approval process? |
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An application can be completed in as little as 10 minutes. Approval times vary by carrier and are obtained as soon as feasible from the carrier. |
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| Q. |
Is there a maximum age that you can insure? |
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We have plans that offer coverage up to age 85 and may be higher if needed and a plan is offered by a carrier. |
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| Q. |
Why should I choose you as my financial advisor? |
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Our staff of financial planners have broad backgrounds from many different industries prior to establishing our financial planning practice. This allows us to identify with our clients based on past exeriences and tailor a plan to meet future needs. All staff are required to exceed proficiency and continuing education in their chosen fields. |
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How do you charge for your services? |
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Registered Investment Advisory services are offered through Synergy Investment Group, LLC. Retirement plans, insurance and asset protection services are also available. |
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What is your experience? How many clients do you currently manage? |
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We have over 50 years cumulative experience in providing business advice and financial advice to clients. |
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What financial institution(s) do you represent? |
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Registered Investment Advisory services are offered through Synergy Investment Group, LLC |
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| Q. |
What are your management fees? |
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Management fees are different for each client based on size of the plan and the provider chosen. We strive to keep fees as low as possible and do not offer 401(k) plans that use high cost funds or variable annuities that rob investors of performance. |
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| Q. |
What kind of plans do you specialize in? |
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401(k), Solo 401(k)plans, Roth 401(k), IRA, IRA Rollovers, Roth IRAs, SEPs, SIMPLEs, 403(b), small group and large plans are all available. We have a special expertise in franchises and businesses with less then 100 employees since that is an underserved market. |
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Do you have a minimum requirement for number of employees or total investment value? |
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We do not have minimums, We can service 1 client in a start-up or 5000 employees in a take-over plan. |
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What type of plans do you offer? |
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401(k), Solo 401(k)plans, Roth 401(k), IRA, IRA Rollovers, Roth IRAs, SEPs, SIMPLEs, 403(b) |
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Do you offer any additional services? |
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We offer advice to both the company and participants on the right plan for them as well as offering fee based advice upon request. We also offer an ESOP plan that enables a client to use their retirement savings to open and run their own business. |
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