| Advisor Profile |
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| Name: |
Timothy Roth |
| Phone Number: |
(419) 740-5537 |
| Website: |
Visit Website
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| Disclaimer |
Timothy Roth is a registered representative of Lincoln Financial Advisors Corp.
Securities and investment advisory services offered through Lincoln Financial Advisors Corp., a broker/dealer and registered investment advisor. Member SIPC. Insurance offered through Lincoln affiliates and other fine companies.
CRN200807-2018406 |
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Business Description |
| Our mission is to partner with clients to establish and achieve financial goals through objective planning and investment management programs. Our purpose is to help build, manage, and preserve your wealth. We put our client's interest first, act with integrity and honesty, and strive for excellence in every facet of our practice. Our success is not measured by performance statistics but rather by helping our clients achieve their goals. |
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General Information |
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| Name of Broker/Dealer: |
Lincoln Financial Advisors Corp.
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| States Licensed in: |
OH, MI, IN, FL, OK
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| Years of Experience in Financial Services: |
16
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Business Owners, Non-Profit Organizations, Individual Investors
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Services |
| Investment Types: |
Annuities, Stocks, Insurance, Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Consultant (ChFC)
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| Securities Licenses: |
Series 7, Series 6, Series 63
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| Insurance and Annuity Licenses: |
Life, Annuity, Variable Life, Long Term Care, Variable Annuity, Disability Income, Health
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| Financial Organization Memberships: |
Financial Planning Association (FPA), Society of Financial Services Professionals
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Commissions, Based on Assets
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| Prepared By: |
Timothy Roth |
| Most Recent Update: |
06/16/2008 |
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