Business Description
Peelle Financial & Insurance Services is dedicated to providing clients with professional financial service. Knowing all the options available to you is one of the most important factor in making an informed financial decision. Peelle Financial & Insurance Services works closely with our clients to make sure that they understand their choices. Investment advisory services are offered through Lincoln Financial Securities. Peelle Financial & Insurance Services and Lincoln Financial Securities are not affilitated.
General Information Gender:    Male CRD#:    3085168 Firm CRD#:    3870 Name of Broker/Dealer:    Lincoln Financial Securities Coporation States Licensed in:    AL, CA Years of Experience in Financial Services:    12 Number of Years with Current Firm:    5 I work with the following types of clients:    Individual Investors
Education Academic Background   Graduate of San Diego State University
Services Investment Types:    Mutual Funds, Insurance, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs)
Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant Securities Licenses:    Series 7 Insurance and Annuity Licenses:    Life, Annuity Financial Organization Memberships:    Financial Planning Association (FPA)
Firm Information Number of Advisors in Office:    Up to 10 employees
Compliance Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees Fee Structure:    I am a fee-based financial professional Minimum Portfolio Size for New Managed Accounts:    $100,000 Compensation Methods:    Based on Assets, Commissions, Hourly
Prepared By:	John Peelle, CFP®

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What are your qualifications? What is your education background?

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	How are you compensated? How will I pay for your services?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

Q.	Do you offer any guaranteed results?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

Q.	How do you charge for your services?

Q.	Do you provide a free initial consultation?

Q.	Why should I choose you as my financial advisor?

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Q.	Do you have a customer satisfaction or refund policy?
Peelle Financial & Insurance Services works to ensure every client receives superior customer service.

Q.	What are your qualifications? What is your education background?
John Peelle, CFP has been working in the financial services business for 10 years. As a Certified Financial Planner, he has a background in Investments, Insurance, Retirement Planning, Estate Planning, and Taxes. He is currently licensed in securities, insurance, and realt estate in California.

Q.	What is your approach to financial planning?
Peelle Financial & Insurance Services takes a comprehensive approach with our clients finances. We start with developing a financial strategy and then help our client to implement and monitor their progress.

Q.	What services do you offer?
Peelle Financial & Insurance Services offers a wide range of investment and insurance products. As Certified Financial Planners, we specialize in providing our clients with objective financial advice.

Q.	How many clients do you currently manage?
200+

Q.	Will you be the only person working with me?
The owner of Peelle Financial & Insurance Services, John Peelle, CFP, is the only advisor you will work with. We also have a great support staff that you may work with for account maintenance items from time to time.

Q.	How are you compensated? How will I pay for your services?
Peelle Financial & Insurance Services works on a fee basis.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Yes.

Q.	Do you offer any guaranteed results?
No, however we do have products that have guarantees.

Q.	How much risk should I be willing to take?
A risk assessment is completed for each client and continually updated.

Q.	Have you ever been charged with any breaches?
No.

Q.	What services do you provide? What are your specialties?
Peelle Financial & Insurance Services offers a wide range of investment and insurance products. As Certified Financial Planners, we specialize in providing our clients with objective financial advice.

Q.	What is your experience? How many clients do you currently manage?
John Peelle, CFP has been working in the financial services business for 10 years. As a Certified Financial Planner, he has a background in Investments, Insurance, Retirement Planning, Estate Planning, and Taxes. He is currently licensed in securities, insurance, and real estate in California.

Q.	What financial institution(s) do you represent?
Many

Q.	How do you charge for your services?
We work mostly on a fee basis.

Q.	Do you provide a free initial consultation?
Yes. We offer a one hour free interview.

Q.	Why should I choose you as my financial advisor?
Peelle Financial & Insurance Services works to give you trusted financial advice. If you would like to have a relationship with your financial adviser where you do not have to worry about being "sold to", you should call our office for an interview.