| Advisor Profile |
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Business Description |
| I am a full service Financial Services Professional,I specialize in Retirement and Estate Planning,Asset Allocation,Dollar Cost Averaging and Rebalancing,College Funding,Disability Insurance,Long Term Care Insurance and Life Insurance.I work throughout MA and CT. |
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General Information |
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| Insurance License#: |
1840950
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| Name of Broker/Dealer: |
New York Life Insurance Company
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| States Licensed in: |
MA ,CT
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| States Willing to do Business in: |
MA, CT
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Individual Investors, Businesses
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Services |
| Investment Types: |
Insurance, Mutual Funds, Annuities
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Qualifications & Memberships |
| Securities Licenses: |
Series 63, Series 6
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Accident, Life, Annuity
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| Financial Organization Memberships: |
National Association of Insurance and Financial Advisors (NAIFA)
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
3000
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| Firm's Number of Planning Clients: |
500
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| Firm's Number of Managed Clients: |
500
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| Assets Managed by Firm: |
$10000000
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| Advisor's Number of Clients: |
100
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| Assets Managed by Advisor: |
$2500000
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50000
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| Compensation Methods: |
Hourly, Commissions, Based on Assets, Flat Fee
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| Prepared By: |
Stacy Adamuska |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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I do not charge for my service. Customer satisfaction is guaranteed. |
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| Q. |
What carrier(s) do you represent? |
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New York Life,Met Life,Banner Life,Aig,and many more. |
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How long does it take to complete the application and approval process? |
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The application takes 15min. Approval takes several days. |
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Is there a maximum age that you can insure? |
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What services do you provide? What are your specialties? |
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Retirement services,rollovers,plans,asset allocation,dollar cost averaging,rebalancing. |
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What is your experience? How many clients do you currently manage? |
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Many clients, specialize in business insurance and retirees. |
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What financial institution(s) do you represent? |
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New York Life and others. |
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How do you charge for your services? |
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I do not charge for my services but my company pays me a commission. |
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Do you provide a free initial consultation? |
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All consultations are free. |
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Why should I choose you as my financial advisor? |
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I make sure the plan is your plan not mine. |
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What kind of plans do you specialize in? |
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401k, 403(b), 412(e)3, 457 plans,keogh,simple, seps,ira's. |
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Do you have a minimum requirement for number of employees or total investment value? |
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What type of plans do you offer? |
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401k, 403(b), 412(e)3, simple, sep, keogh, ira's |
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What is your approach to 401 K plan rollovers? |
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There is a veriety of options. I do the one that is right for you. |
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How long does the process of rolling over a 401K plan usually take? |
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It depends on what company we are dealing with. |
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What financial institutions do you represent? |
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New york Life, several others. |
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How many years of experience do you have? |
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What are your fees for this service? |
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No fees,but my company pays me a commission. |
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Why should I roll over my 401K plan to your firm? |
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Financial strength, longevity, ratings. |
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Do you provide a free initial consultation? |
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