Business Description

Legacy Wealth is a full service financial planning and investment advisory firm. We assist clients in the areas of investment management, insurance, estate planning, and exit strategy planning for businesses.

General Information

Gender:

Male

CRD#:

2891896

States Licensed in:

CA, FL, GA, MD, MA, NH, NC, SC, TX, VT, VA, WA

States Willing to do Business in:

Any state

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types:

Insurance, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 65, Series 63, Series 6

Insurance and Annuity Licenses:

Annuity, Accident, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life

Financial Organization Memberships:

Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$n/a

Compensation Methods:

Based on Assets, Commissions, Hourly

Prepared By:

Benny Firestone