| Advisor Profile |
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Business Description |
We offer personalized service, advice and a wide range of flexible investment products that can be tailored to fit your individual needs. Our customized programs are designed to grow and protect your wealth by delivering an unprecedented level of service.
We hope you will find us to be exceptional listeners as well as creative problem solvers. Construction of a financial plan is of primary importance and provides for you a blueprint aimed towards a structured and disciplined aproach to retirement planning. |
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General Information |
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| Insurance License#: |
557454
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| Name of Broker/Dealer: |
ProEquities
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| States Licensed in: |
Indiana
Illinois
Wisconsin
Florida
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| States Willing to do Business in: |
Same
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
11
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| I work with the following types of clients: |
Businesses, Investment Clubs, Individual Investors
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| Foreign Languages Serviced: |
English
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Education |
| Academic Background |
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| Bachelor of Arts Degree with concentration in Finance from Governor's State University |
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Services |
| Investment Types: |
Life insurance, Insurance, Alternative Investments, Mutual Funds, Commodities, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Investment Advisor Representative
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| Securities Licenses: |
Series 63, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Disability
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| Financial Organization Memberships: |
Paladin Registry
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| Non-Financial Organization Memberships: |
Illiana Christian Foundation Board
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
1200
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| Firm's Number of Planning Clients: |
400
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| Firm's Number of Managed Clients: |
400
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| Assets Managed by Firm: |
$200 million
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| Advisor's Number of Clients: |
200
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| Advisor's Number of Managed Clients: |
80
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| Advisor's Number of Planning Clients: |
80
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$25,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Bryan Laverman |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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No fee will be charged for initial consultation and client satisfaction is a priority. |
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What are your qualifications? What is your education background? |
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I have graduated from Governors State University with a Bachelor of Arts degreee and a concentration in Finance. I have 11 years of experience and am part of a team of individuals with upto 20 years experience working with clients. |
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What is your approach to financial planning? |
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A typical financial plan would include a tutorial of various investment principles, customized asset allocation methods, projection of future needs and options for achieving these goals. Tolerance to risk, individual time horizons and tax implications will all be taken into account on a case-by-case basis. Insurance needs as well as basic estate planning will be considered as well. |
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Will you be the only person working with me? |
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Have you ever been charged with any breaches? |
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What carrier(s) do you represent? |
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Over 25 different life insurance companies. |
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What services do you provide? What are your specialties? |
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I specialize in working with retirees as well as those within 10 years leading up to retirement. |
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What financial institution(s) do you represent? |
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We are an independent broker/dealer with access to a very wide range of financial institutions. |
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Do you provide a free initial consultation? |
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A free initial consultation allows both the advisor and potential client the ability to decide if there is a good match. |
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