About Greenberg Financial Group

For more than 20 years, Greenberg Financial Group has provided clients with comprehensive financial advice and wealth management services. Additionally, our team has developed expertise in the area of small group retirement plans. Our innovative approach is most effective dealing with difficult problems, and establishing and maintaining effective programs for both employer and employee. Financial advisors, just like investors, have varied and different financial styles. While some like to 'time' the market, or look for opportunities, others are more risk averse. Some are most concerned with fees or taxes; others are more concerned about volatility and are more risk averse. At Greenberg Financial, we are most concerned with your overall financial plan. We strive to manage risk and provide the most efficient avenue for transparent, cost effective and diversified investing. As Certified Financial Planners?, we are fee-only financial planners, which means we have a financial responsibility to act in our clients best interest. We do not accept fees or compensation based on product sales. We feel this eliminates potential conflicts of interest and allows us to be fully transparent and provide more comprehensive advice. Greenberg Financial Group is a Registered Investment Advisor with the state of Florida and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. Registration as an investment advisor does not constitute an endorsement of the firm by securities regulators nor does it indicate that the advisor has attained a particular level of skill or ability.

General Information Years of Experience in Financial Services:    22 CRD#:    2437741 States Licensed in:    FL, NY, NJ, CT, TX CA, PA Number of Years with Current Firm:    4 Insurance License#:    A103640 States Willing to do Business in:    Boca Raton,Boynton Beach,Deerfield Beach,Delray Beach,Fort Lauderdale,Lake Worth,Pompano Beach,Sunrise,Wellington,West Palm Beach Advisory Services Provided:    Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Retirement Planning, Portfolio Management, Estate Planning & Trusts, Financial Advice & Consulting, Insurance Planning, Annuities

Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant Securities Licenses:    Series 7, Series 63, Series 66 Insurance and Annuity Licenses:    Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident Financial Organization Memberships:    National Association of Insurance and Financial Advisors (NAIFA)

Firm Information Assets Managed by Advisor:    $50000000 Firm's Number of Clients:    100 Firm's Number of Planning Clients:    20 Firm's Number of Managed Clients:    100

Compliance Criminal Disclosures in Last 5 years:    Have a clean record Compliance Disclosures in Last 5 years:    Have a clean record Registered Investment Advisor:    Yes Registered Representative:    Yes Investment Advisor Representative:    Yes

Compensation and Fees Compensation Methods:    Based on Assets Fee Structure:    Fee-Based

Frequently Asked Questions

Q.	What is your approach to financial planning?

Q.	What services do you offer?

Q.	What services do you provide? What are your specialties?

Q.	What is your experience? How many clients do you currently manage?

Q.	What financial institution(s) do you represent?

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Q.	What is your approach to financial planning?
We are fee based, the fee determined on individual basis depending on services needed. We do not collect commission on any investment related activity. We also provide advice on certain insurance products as part of an overall financial plan. Often, we refer client to best insurance product, sometimes we sell it ourselves and receive a commission. We always fully disclose all fees and costs.

Q.	What services do you offer?
You should choose me only after interviewing me and at least one other advisor. While I appreciate the opportunity to compete for your business, you should choose the best fit for you. Select someone you feel competent, and has your best interests in mind. I recommend you select a CFP® that you feel comfortable communicating with, that you feel you can develop a good relationship with.

Q.	What services do you provide? What are your specialties?
Our objective is to provide unbiased investment advice with a focus on optimal results. Risk management is key; to create a personal investment plan that meets clients? goals while attempting to minimize risk. Plan for a comfortable retirement, pay for college education, improving your lifestyle, or strengthening you legacy, we provide clients the knowledge to understand the investment process.

Q.	What is your experience? How many clients do you currently manage?
Started in Financial Services with Morgan Stanley (Dean Witter) in 1993. In 1995, I became in Independent Financial Advisor. In 2006, I received certification as a Certified Financial Planner?. In 2015, my firm, Greenberg Financial Group was registered as a Registered Investment Advisor.

Q.	What financial institution(s) do you represent?
Our primary custodian is First Clearing (a Wells Fargo subsidiary). We also have custodial relationships with TD Ameritrade, Pershing, and FolioFN, as well as relationships with a number of institutional money managers. We offer all publicly traded securities. As independent advisors, we have no proprietary or 'recommended products'.