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About Finn and Meehan Wealth Management |
At Finn & Meehan Wealth Management, LLC, we strive to deliver a truly personal planning experience. We believe that effective wealth management encourages clarity, not confusion. By simplifying the complexities often associated with financial planning, we inspire clients to pursue their most valued goals.
In working towards their financial and lifetime objectives, our clients can achieve renewed confidence. With this newfound confidence in their financial strategies, they can address their concerns about their financial future and return their focus to the things they enjoy most.
Through all chapters of life, we strive to provide the financial guidance needed to seek your enhanced quality of life.
We build relationships on our core values of honesty, integrity, and perseverance. Genuine connection and chemistry are key to success, and we work strive to create a truly comfortable environment for clients to enjoy. By uniting the capacity of a major brokerage firm with the personal touch of a boutique practice, we can build disciplined financial plans tailored to your unique goals. While large enough to access leading resources and relationships across the industry, our firm remains intimate enough so we can truly know our clients and continue developing lasting relationships. |
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General Information |
| Years of Experience in Financial Services: |
30
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| Work Experience: |
For over 30 years I have helped people prepare for and enjoy retirement. Transitioning from one life chapter to the next can be difficult. I believe we have a process to simplify the process and create good experience for our clients.
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| States Licensed in: |
CA,CO,CT,DE,FL,GA,HI,IL,IN,KS,KY,MA,MD,ME,MI,MN,MO,NC,ND,NH,NJ,NV,NY,OH,PA,RI,SC,TX,UT,VA,VT,WA
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| Number of Years with Current Firm: |
20
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| Work with the following types of clients: |
Individual Investors
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| Name of Broker/Dealer: |
LPL Financial
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| Advisory Services Provided: |
Financial Planning for Individuals, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting
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Education |
| Academic Background |
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| University of Rhode Island, BA, Economics/Political Science 1985
The American College CLU, 1997
The American College ChFC 2004 |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
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| Can meet clients in the following ways: |
Your Office, Email, Phone, Our Office, Your Home, Video Conference
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CLU®, ChFC®, Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 6, Series 7, Series 22, Series 24, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Life, Long Term Care, Variable Annuity, HMO, Life, Health, Annuity, Accident, Disability
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| Financial Organization Memberships: |
Financial Planning Association (FPA), Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA)
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| Non-Financial Organization Memberships: |
St. Columba the Berkley Memorial Chapel, Senior Warden
Island Youth Lacrosse, Asst. Coach
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Firm Information |
| Assets Managed by Firm: |
200000000
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| Assets Managed by Advisor: |
$200,000,000
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| Advisor's Number of Clients: |
250
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| Firm's Number of Clients: |
200
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| Advisor's Number of Planning Clients: |
125
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| Advisor's Number of Managed Clients: |
160
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| Firm's Number of Planning Clients: |
175
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| Firm's Number of Managed Clients: |
200
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Compliance |
| Criminal Disclosures in Last 5 years: |
I have a clean record
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Acknowledged fiduciary: |
Yes
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Compensation and Fees |
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| Fee % Based on Assets: |
1%
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee
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| Minimum Portfolio Size for New Managed Accounts: |
250000
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Frequently Asked Questions |
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| Q. |
Do you have a customer satisfaction or refund policy? |
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We scored a 4.8 out a possible 5 in our most recent client survey. We do not have refund policy. |
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| Q. |
What are your qualifications? What is your education background? |
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Undergraduate degree from University of RI, 1985, Economics, Chartered Financial Consultant, 1997, The American College. |
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How are you compensated? How will I pay for your services? |
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Flat fee, hourly fee or percentage of assets. |
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| Q. |
If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We do not seek permission every time something is bought or sold. Today's environment requires efficient execution. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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I am the senior advisor responsible for the financial and investment strategy. There are others on the team who focus on operations, and administrative services.We do not seek permission every time something is bought or sold. Today's environment requires efficient execution. |
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Do you offer any guaranteed results? |
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Unforunately we can not offer guaranteed results. |
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| Q. |
How much risk should I be willing to take? |
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Our clients are exposed to the minimum level of risk needed to reach their goals. |
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| Q. |
Have you ever been charged with any breaches? |
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| Q. |
What is your approach to financial planning? |
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Our approach is a 6 step process.
Step 1. Establish and define the client-planner relationship
Step 2. Gather data and define goals
Step 3. Analyze the current situation
Step 4. Develop and present recommendations
Step 5. Implement financial planning recommendations
Step 6. Monitor and review the plan status.
As a financial advisor, one of the most important things I can do is simplify the process. Once this is accomplished, clients are inspired to take action. From there we simply align decisions and goals. I feel it is important to be there through thick and thin and my personality has always been one who never gives up. |
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What services do you offer? |
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Retirement Planning,financial planning, investment advice and insurance. |
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| Q. |
Why should I choose you as my financial advisor? |
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Retirement planning is an area of expertise. A large percentage of our clients have rolled over 401k balances succesfully. |
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How do you charge for your services? |
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Our fee is a percentage of assets under management. |
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| Q. |
What services do you provide? What are your specialties? |
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Retirement planning, retirement income planning, investment advice, insurance |
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| Q. |
What is your experience? How many clients do you currently manage? |
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I have over 24 years of esperience. I currently serve approximately 150 clients. |
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What financial institution(s) do you represent? |
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My broker dealer is LPL Financial Services |
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| Q. |
What are your qualifications? |
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What is your approach to 401 K plan rollovers? |
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We use the same 4 step process as our financial planning process. Discovery, analysis, implementation and review. The 401k plan assets should be integrated with all other investment assets for a total strategy. |
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| Q. |
How long does the process of rolling over a 401K plan usually take? |
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Once the investment strategy of the rollover IRA is in place the rollover process takes between 10 days and three weeks. |
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| Q. |
What financial institutions do you represent? |
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My broker dealer is LPL Financial Services. |
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| Q. |
How many years of experience do you have? |
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I have over 24 years of experience. |
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| Q. |
What are your fees for this service? |
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Percentage of assets under management |
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| Q. |
How many 401K rollover clients do you currently manage? |
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| Q. |
Why should I roll over my 401K plan to your firm? |
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Our experience and our commitment to unbiased independent advice. |
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