| Advisor Profile |
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| Name: |
Ashli Shackelford Wheaton |
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| Disclaimer |
| Securities & Investment Advisory Services Offered Through Transamerica Financial Advisors, a registered broker/dealer. Member FINRA/SIPC. |
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Business Description |
| I am committed to building mutually successful, lifelong client relationships with individuals and small business owners by exhibiting honesty, complete accessibility, and the highest ethical standards. Each client situation is unique and is treated as such. I work hard to ensure my clients are able to meet their financial goals and objectives, receiving the highest expected returns with the lowest assumption of risk. |
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General Information |
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| Name of Broker/Dealer: |
Transamerica Financial Advisors
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| States Licensed in: |
TN, AL, KY, IL, MO, MD, PA, MS,
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| States Willing to do Business in: |
TN, AL, KY, IL, MO, MD, PA, MS, and others based on demand.
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
9
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| Work Experience: |
Professional experience includes both home office and client services experience in the life insurance industry. 11 years experience working with small businesses and individual investors on all aspects of financial planning including insurance and investments.
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| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Individual Investors
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Education |
| Academic Background |
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BS, Communications - University of Tennessee at Knoxville (1995)
Currently pursuing the Certified Financial Planner and Registered Financial Consultant designations, respectively. |
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Services |
| Investment Types: |
Annuities, Alternative Investments, Mortgages & Real Estate, Mutual Funds, Insurance, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Insurance License (Life & Health; Long Term Care; Specify below), Registered Financial Consultant (RFC)
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| Securities Licenses: |
Series 7, Series 65, Series 63, Series 24, 51, Series 6
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Accident, Annuity, Health, Life
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| Financial Organization Memberships: |
Women In Financial Services, National Association of Insurance and Financial Advisors (NAIFA)
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| Non-Financial Organization Memberships: |
Murfreesboro Noon Rotary, Board Member Rutherford & Trousdale County Special Olympics, Business Network International, Juvenile Diabetes Research Association Volunteer, Rutherford County Chamber of Commerce
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
350
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| Firm's Number of Planning Clients: |
100
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| Firm's Number of Managed Clients: |
50
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| Assets Managed by Firm: |
$15,000,000
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| Advisor's Number of Clients: |
300
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| Advisor's Number of Managed Clients: |
50
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| Advisor's Number of Planning Clients: |
100
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| Assets Managed by Advisor: |
35,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$25000
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| Compensation Methods: |
Commissions, Hourly, Flat Fee, Based on Assets
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| Flat Fee Rate: |
negotiable
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| Prepared By: |
Ashli Shackelford Wheaton |
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