Business Description

Jerry Mcilhon is a 23 year veteran in the financial services industry, and has earned the professional designation of Registered Financial Consultant (RFC). Jerry operates his practice as an (IAR)Investment Advisor Representative.

Jerry began is career in 1986 as a broker with the Titan Value Equities Group. In 1991, he was hired to direct the City of Austin's deferred compensation plan. Here he was in charge of the Cities' equivalent of private sector 401k plans, known as a 457 plan.

Under his guidance City participation swelled from 3,000 to approximately 7,000 participants, and from $30 million to over $100 million under management in the span of 7 years. It was then in 1997 that he decided to enter a joint venture with Frank Beck to Capital Financial Group. Capital Financial has consistently landed in the top twenty of financial services firms in the City of Austin. This according to the Austin Business Journals annual summary of Financial Services firms.

Jerry's style is one that always focuses on the individual planning needs of his clients. Believing that no two clients are alike, his tailored approach along with his belief that you can grow and protect your client's money has stood the test of time. This is how Jerry has been "Making Central Texans' Dreams A Reality Since 1991".

Jerry has been married to his wife Janet for 8 years. Together they have 6 children and 2 grandchildren.

General Information

Gender:

Male

CRD#:

1730924

SEC File#:

801-62795

Insurance License#:

1016912

Name of Broker/Dealer:

Partnervest

Name of Custodial Firm:

Fidelity

States Licensed in:

Tx, Ia, Az, Md

States Willing to do Business in:

TX,IA,Az,Md

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

See Bio

I work with the following types of clients:

Businesses, Individual Investors

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Financial Consultant (RFC)

Securities Licenses:

Series 65, Series 6, Series 63

Insurance and Annuity Licenses:

Annuity, Health, Life, Disability

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

500

Firm's Number of Planning Clients:

500

Firm's Number of Managed Clients:

500

Assets Managed by Firm:

$75million

Advisor's Number of Clients:

225

Advisor's Number of Managed Clients:

225

Advisor's Number of Planning Clients:

225

Assets Managed by Advisor:

$20million

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

No minimum

Compensation Methods:

Based on Assets, Commissions

Fee % Based on Assets:

1-1.5%

Prepared By:

Jerry McIlhon