Business Description

Bicoastal Financial is a registered investment advisory company serving the Stockton and Modesto metropolitan areas.

Our unique approach to retirement planning allows our clients to experience higher returns on their investments with significantly less risk.

Doug Paustenbach, CEO of Bicoastal, hosts a weekly financial advice radio show on K-FIV, 1360AM, every Saturday at 6:00pm

General Information

Gender:

Male

CRD#:

3235-0049

Firm CRD#:

3235-0049

Insurance License#:

0D45911

Name of Custodial Firm:

Shareholder Services

States Licensed in:

States Willing to do Business in:

Any

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

Bachelor of Science - Century University

Services

Investment Types:

Mutual Funds, Insurance, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Estate Advisor (CEA)®

Securities Licenses:

Series 65

Insurance and Annuity Licenses:

Annuity, Life, Health

Non-Financial Organization Memberships:

Bear Creek Church - Lodi

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Investment Advisor:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Doug Paustenbach