Business Description

As an Ameriprise Financial Advisor, putting your financial needs first is my job. Many of my clients are serious about managing their money responsibly in order to achieve their financial goals. That's where I come in. Working together, tailor a financial plan for your financial needs.

My mission is to help my clients plan for their financial objectives -- prudently and thoughtfully -- through a long term relationship based on knowledgeable advice.

General Information

Gender:

Male

CRD#:

4512215

States Licensed in:

OH, CA, FL, IN, MN, TX, VA, KY

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below), Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Annuity, Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

no minimum

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Additional Details on Charges:

Flat rate fees are available, and vary on the complexity of the individual case.

Prepared By:

J. Kevin Childress