Business Description

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General Information

Gender:

Male

CRD#:

1813709

Insurance License#:

380605

States Licensed in:

Georgia

States Willing to do Business in:

Georgia

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Upon graduating from college I worked as an Accountant in the private sector for 14 years. Then I chose to open two of my own businesses in the accounting and financial services areas, where I have continued for the last 21 years.

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

Graduate of Georgia Southern College in 1973 with a Bachelor of Business Administration and major in Accounting

Services

Investment Types:

Insurance, Annuities, Stocks, Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate

Qualifications & Memberships

Securities Licenses:

Series 65

Insurance and Annuity Licenses:

Accident, Life, Health, Annuity, Disability

Financial Organization Memberships:

Financial Planning Association (FPA), National Association of Insurance and Financial Advisors (NAIFA), Society of Financial Services Professionals

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

125,000

Compensation Methods:

Commissions, Flat Fee, Hourly

Prepared By:

Gary Snow